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USA Case #165174Document #1652290Filed: 12/21/2016Page 1 of 36No. 165174 IN THE UNITED STATES COURT OF APPEALS FOR THE DISTRICT OF COLUMBIA CIRCUIT CONSUMER FINANCIAL PROTECTION BUREAU, Petitioner
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Lucia v. SEC is a Supreme Court case that clarified the process by which administrative law judges are appointed.
Individuals or entities involved in Securities and Exchange Commission (SEC) administrative proceedings may be required to file Lucia v. SEC if they believe the administrative law judge hearing their case was appointed improperly.
To fill out Lucia v. SEC, one must submit a petition to the SEC arguing that the administrative law judge was appointed in violation of the Appointments Clause of the U.S. Constitution.
The purpose of Lucia v. SEC is to ensure that administrative law judges are appointed in a manner consistent with the Constitution.
The petition filed must include information about the case, the administrative law judge in question, and the reasons why the appointment is believed to be improper.
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