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TRADE PERMIT APPLICATION Schedule an Inspection: 9198566060(Press “6 for “M when prompted to enter permit #)Please print legibly.×Jurisdiction: KNIGHTDALEProject Street Address: Property Owner:Owner
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Provide the required information about the transaction or trade, including the date, parties involved, and transaction details.
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What is t r a d?
t r a d stands for Trade Reconstruction of Audit Trails.
Who is required to file t r a d?
Firms that are subject to regulatory requirements are required to file t r a d.
How to fill out t r a d?
t r a d can be filled out by capturing and reporting all relevant trade information.
What is the purpose of t r a d?
The purpose of t r a d is to reconstruct and audit trading activities for regulatory compliance.
What information must be reported on t r a d?
Information such as trade details, timestamp, counterparty information, and execution venue must be reported on t r a d.
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