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SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September
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The Securities and Exchange Commission (SEC) is a government agency responsible for regulating the securities industry in the United States.
Publicly traded companies, investment companies, and other entities that issue securities are required to file with the SEC.
Forms for filing with the SEC can be completed online through the SEC's electronic filing system or submitted in paper format.
The purpose of the SEC is to protect investors, maintain fair and efficient markets, and facilitate capital formation.
Entities filing with the SEC must report financial information, business operations, executive compensation, and other relevant data.
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