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Russell, Elizabeth From: Sent: To: Subject: Attachments:Russell, Elizabeth Thursday, October 27, 2016 11:59 AM 'tram dadco.com West Point, General Oblige. Refund. Bonds, Series $2016660,000 E1558
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Institutional sales & trading refers to the buying and selling of securities on behalf of institutional clients such as mutual funds, pension funds, and hedge funds.
Financial institutions and broker-dealers who engage in institutional sales & trading are required to file.
Institutional sales & trading is typically filled out electronically through a designated regulatory platform.
The purpose of institutional sales & trading is to facilitate the trading of securities for institutional clients and provide liquidity to the market.
Information such as trade details, client information, and transaction prices must be reported on institutional sales & trading.
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