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IARD Username: sschoenberger2, Org ID: 108211-Page 1 of 38FORM UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION Primary Business Name: ARIEL INVESTMENTS, LLC ADV Annual Amendment, Page 1CRD
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IARD - user name stands for Investment Adviser Registration Depository. It is a system that facilitates investment adviser registration and regulatory review.
Investment advisers who are required to register with the SEC or state securities authorities must file through IARD - user name.
To fill out IARD - user name, investment advisers need to create an account on the system, complete the required forms, and submit the necessary information.
The purpose of IARD - user name is to streamline the registration process for investment advisers and provide a centralized database for regulatory authorities.
Information such as business activities, disciplinary history, financial condition, and conflicts of interest must be reported on IARD - user name.
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