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FORM OF CONTINUING DISCLOSURE CERTIFICATE This Continuing Disclosure Certificate (the Certificate) is executed and delivered by the Los Angeles County Metropolitan Transportation Authority (the Authority)
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How to fill out continuing disclosure certificate

How to fill out continuing disclosure certificate
01
Step 1: Obtain the continuing disclosure certificate form from the relevant authority or organization.
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Step 2: Read the instructions provided with the form carefully.
03
Step 3: Gather all the necessary information and documents required to fill out the form. This may include details about the municipal securities, financial statements, agreements, and other relevant information.
04
Step 4: Start filling out the form by providing the required personal and contact information.
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Step 5: Follow the designated sections of the form to provide details about the municipal securities, such as the issuer, CUSIP number, purpose, and maturity date.
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Step 6: Fill out the financial statements section, providing accurate and up-to-date financial information as requested.
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Step 7: If applicable, include any additional information or attachments required to support the disclosures.
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Step 8: Review the completed form for accuracy and completeness.
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Step 9: Sign and date the form as required.
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Step 10: Submit the filled-out continuing disclosure certificate form to the relevant authority or organization through the designated submission method.
Who needs continuing disclosure certificate?
01
Various entities and individuals involved in municipal securities transactions may need a continuing disclosure certificate. This typically includes the issuers of municipal securities, underwriters, bond counsels, municipal advisors, and other market participants. Additionally, regulatory bodies, such as the Securities and Exchange Commission (SEC), may require certain entities or transactions to obtain and file continuing disclosure certificates.
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What is continuing disclosure certificate?
A continuing disclosure certificate is a document that issuers of municipal securities must file to provide ongoing information to investors about the financial health of the issuer.
Who is required to file continuing disclosure certificate?
Issuers of municipal securities are required to file continuing disclosure certificates.
How to fill out continuing disclosure certificate?
Continuing disclosure certificates can be filled out online through the Electronic Municipal Market Access (EMMA) website.
What is the purpose of continuing disclosure certificate?
The purpose of continuing disclosure certificate is to ensure transparency and provide investors with updated information on the financial condition of the issuer.
What information must be reported on continuing disclosure certificate?
Continuing disclosure certificates typically require information on the issuer's financial statements, audited by an independent accountant, and updates on any material events that could impact the bondholders.
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