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OMB APPROVAL OMB Number: 32350045 Estimated average burden hours per response............38Required fields are shown with yellow backgrounds and asterisks. SECURITIES AND EXCHANGE COMMISSION File
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Step 1: Visit the official website of the Securities and Exchange Commission (SEC).
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Companies planning to go public or issue securities to the general public.
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Brokers, dealers, and securities professionals who engage in buying, selling, or trading securities.
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Investment advisers and investment companies offering their services to clients.
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Exchanges and self-regulatory organizations involved in securities trading.
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Publicly traded companies required to file regular reports and disclose financial information.
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Individuals or entities involved in securities transactions and activities subject to SEC regulations.
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The Securities and Exchange Commission (SEC) is a government agency responsible for regulating the securities industry in the United States.
Companies that offer securities for sale to the public are required to file with the SEC.
Companies can fill out the required forms and submit them electronically through the SEC's EDGAR system.
The purpose of the SEC is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
Companies must report financial statements, executive compensation, and other information relevant to investors.
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