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SEC0MB APPROVAL 0 MB Number 32350123MailProcessing SectionONSECURITIIExpires April 13, 2013 EstimatedftB29zo1z 12013495DoWashingtonREPORTANNUAL AUDITED121FORMhoursburden 12.00per response. NUMBER
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Brokers and dealers pursuant are financial entities that facilitate the buying and selling of securities on behalf of their clients.
Brokers and dealers are required to file pursuant to regulatory requirements set forth by governing bodies.
Brokers and dealers must fill out the required forms and report the necessary information related to their activities.
The purpose of brokers and dealers pursuant is to ensure transparency and compliance within the financial industry.
Brokers and dealers must report financial transactions, client information, and other relevant data.
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