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SECURITIES AND EXCHANGE COMMISSION Washington, D. C. FORM 10-K ANNUAL REPORT For the Fiscal Year Ended September 30, 2010, SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K X ANNUAL

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What is securities and exchange commission?

The Securities and Exchange Commission (SEC) is a government agency responsible for regulating securities markets and protecting investors.

Who is required to file securities and exchange commission?

Publicly traded companies, investment advisors, brokers, and other entities involved in the securities market are required to file with the SEC.

How to fill out securities and exchange commission?

Forms and instructions for filing with the SEC can be found on the SEC website. Companies must provide accurate and timely information in their filings.

What is the purpose of securities and exchange commission?

The purpose of the SEC is to maintain fair, orderly, and efficient markets while protecting investors and promoting capital formation.

What information must be reported on securities and exchange commission?

Companies must report financial information, details about their operations and management, and any material events that could impact investors.

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