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2/Lo/13SEC proceS9 Ma10MB APPROVAL 0 MB Number 323501231301341SeCt0flExpires1c2OiFEBANNUAL AUDITED REPORT FORM X17A5DOWastiingtOflPART402RequiredSecuritiesREPORTFOR PERIOD BEGINNINGSEC12.00NUMiJFILEIII333258Act
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SEC Form MA1 PROCES9-1C2OI is a regulatory form required to be submitted by certain entities registered with the Securities and Exchange Commission (SEC).
Entities registered with the SEC, such as investment advisors or private funds, are required to file SEC Form MA1 PROCES9-1C2OI.
SEC Form MA1 PROCES9-1C2OI must be filled out accurately and completely with all the required information regarding the entity's investment activities.
The purpose of SEC Form MA1 PROCES9-1C2OI is to provide the SEC with information about an entity's investment activities in order to monitor compliance with regulations.
SEC Form MA1 PROCES9-1C2OI must report information such as assets under management, types of investments, and potential conflicts of interest.
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