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RULE 15c212 FILING COVER SHEET This cover sheet is sent with all submissions to the Municipal Securities Rule making Board (the Nationally Recognized Municipal Securities Information Repository) and
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To fill out rule 15c2-12 filing cover, follow these steps:
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Gather all the required information and documents.
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Start by providing the required contact information, including the name, address, phone number, and email of the filer.
04
Fill in the details of the obligated person or entity, including their name, address, phone number, and contact person.
05
Specify the filing date and the reporting period the cover applies to.
06
Provide information about the specific financial obligations being covered, including the type of securities, principal amount, and interest rate, if applicable.
07
Attach any supporting documents or exhibits that are required.
08
Review all the information provided to ensure accuracy and completeness.
09
Sign and date the filing cover.
10
Submit the completed filing cover and any accompanying documents to the appropriate regulatory authority.

Who needs rule 15c2-12 filing cover?

01
Rule 15c2-12 filing cover is needed by any obligated person or entity that is required to comply with rule 15c2-12 of the Securities and Exchange Commission (SEC). This rule primarily applies to underwriters, brokers, and dealers that engage in municipal securities offerings.
02
Additionally, any other person or entity that is involved in the sale or purchase of municipal securities and meets the criteria set forth by the SEC may also be required to file a 15c2-12 filing cover.
03
It is important to consult with legal or compliance professionals to determine if you fall under the category of entities that need to file a rule 15c2-12 filing cover.
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Rule 15c2-12 filing cover is a form that must be submitted by municipal securities issuers to the Municipal Securities Rulemaking Board (MSRB) when issuing new municipal bonds.
Municipal securities issuers are required to file rule 15c2-12 filing cover.
Rule 15c2-12 filing cover can be filled out online on the MSRB website or submitted through a registered dealer.
The purpose of rule 15c2-12 filing cover is to provide transparency and disclosure to investors in the municipal securities market.
Information such as financial statements, operating data, and material events must be reported on rule 15c2-12 filing cover.
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