Get the free RULE 15c2-12 FILING COVER SHEET - City of Brownwood

RULE 15c212 FILING COVER SHEET This cover sheet is sent with all submissions to the Municipal Securities Rule making Board (the Nationally Recognized Municipal Securities Information Repository) and

How to fill out rule 15c2-12 filing cover

How to fill out rule 15c2-12 filing cover

1. Obtain a copy of the rule 15c2-12 filing cover form.
2. Read the instructions provided with the form carefully.
3. Fill out the header section of the form, including the date, name of the issuer, and the issuer's identifying number.
4. Provide the required information regarding the type of filing being made.
5. Complete all the necessary sections related to the obligated person.
6. Include any required attachments or supporting documents with the filing cover.
7. Verify the accuracy of the information provided and make any necessary corrections.
8. Sign and date the filing cover.
9. Submit the completed filing cover to the appropriate regulatory authority.
10. Retain a copy of the filing cover and any supporting documents for your records.

Who needs rule 15c2-12 filing cover?

1. Rule 15c2-12 filing cover is required for any issuer of municipal securities subject to the provisions of the Securities and Exchange Commission (SEC) Rule 15c2-12.
2. It is also necessary for any obligated person or entity involved in the issuance of municipal securities, including underwriters, dealers, and financial advisors.
3. The rule applies to both primary offerings of municipal securities and secondary market transactions.
4. Compliance with rule 15c2-12 is required to promote transparency and enhance investor protection in the municipal securities market.

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What is rule 15c2-12 filing cover?

Rule 15c2-12 filing cover is a form that must be submitted by municipal securities issuers to the Municipal Securities Rulemaking Board (MSRB) when issuing new municipal securities.

Who is required to file rule 15c2-12 filing cover?

Municipal securities issuers are required to file rule 15c2-12 filing cover.

How to fill out rule 15c2-12 filing cover?

Rule 15c2-12 filing cover can be filled out online through the MSRB's Electronic Municipal Market Access (EMMA) system.

What is the purpose of rule 15c2-12 filing cover?

The purpose of rule 15c2-12 filing cover is to provide transparency and disclosure to investors in the municipal securities market.

What information must be reported on rule 15c2-12 filing cover?

Information such as the issuer's name, description of the securities, offering size, and credit ratings must be reported on rule 15c2-12 filing cover.