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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549OMB APPROVALFORM 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
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Who needs form 144 notice of?
01
Form 144 notice of is needed by individuals or entities who are insiders, directors, officers, or large shareholders of a publicly traded company. This form must be filed with the U.S. Securities and Exchange Commission (SEC) to report the proposed sale of securities, such as restricted or control securities, by these individuals or entities.
02
It is also used to report the sale of these securities that have previously been reported on Form 4 or Form 5. Compliance with this reporting requirement helps ensure transparency and prevent insider trading.
03
It is important to consult with legal and financial advisors to determine if you are required to file Form 144 notice of and to ensure compliance with all relevant laws and regulations.
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