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SEC Form 3UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 3Washington, D.C. 20549OMB APPROVAL
OMB Number:32350104Estimated average burdenINITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
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What is roca marco?
ROCA Marco stands for Reporting of Controlling Affiliates by the U.S. Securities and Exchange Commission.
Who is required to file roca marco?
Investment advisers registered with the SEC that have controlling affiliates are required to file ROCA Marco.
How to fill out roca marco?
ROCA Marco can be filled out through the SEC's Electronic Filing Depository (EDGAR) system.
What is the purpose of roca marco?
The purpose of ROCA Marco is to provide the SEC with information about the controlling affiliates of registered investment advisers.
What information must be reported on roca marco?
Information such as the name of the controlling affiliate, their relationship to the investment adviser, and their ownership percentage must be reported on ROCA Marco.
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