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INITIO Ill 1J 1OOMB APPROVAL OMB Number: 32350123 Expires: May 31, 2017, Estimated average burden hours per response......12.00N17009940ANNUAL AUDITED REPORT FORM X17A5 Ma;/ p 'EC PART III Senior)
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What is form x17a-5quot?
Form x17a-5quot is a form used by certain regulated entities to report financial information to regulatory authorities.
Who is required to file form x17a-5quot?
Entities such as broker-dealers and investment companies are typically required to file form x17a-5quot.
How to fill out form x17a-5quot?
Form x17a-5quot can be filled out electronically or manually following the instructions provided by the regulatory authority.
What is the purpose of form x17a-5quot?
The purpose of form x17a-5quot is to provide regulatory authorities with important financial information about certain regulated entities.
What information must be reported on form x17a-5quot?
Information such as assets, liabilities, income, and expenses may need to be reported on form x17a-5quot.
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