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UNITED ISECURITIESSTATESAND EXCHANGECOMMISSIOND. C.20549Washington,15025769OMBAPPROVAL. Estimated average burdenAUDITEINWPOR4 SSIG9hours per response......FORM X17A5 Section PART III MAR 16 20612.00SEC
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The i-i SEC.gov form is needed by individuals or entities who are required to provide specific information or disclosures to the United States Securities and Exchange Commission (SEC). Generally, this form is utilized by companies or organizations that are subject to SEC reporting requirements, such as publicly traded companies, investment firms, and registered securities exchanges. The form helps these entities comply with regulations and provide accurate and timely information to the SEC for regulatory purposes.
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i i - secgov stands for Internal Investigation - Security Governance.
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The purpose of i i - secgov is to gather information on internal investigations related to security governance.
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i i - secgov must include details of any security incidents, findings of investigations, and corrective actions taken.
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