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FORM 20A Securities Act Reports UNDER SECTION 130 OF A TRADE MADE UNDER SECTIONS 107(1)(a), (b), (c), (d), (1), (m), (n), (o), (p), (q), (t), (t.1), (u) OR (z) OF THE SECURITIES ACT AND SECTION 122(b)
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What is 15 us code78m?
15 US Code 78m refers to the provision in the United States Code related to the reporting of beneficial ownership of securities
Who is required to file 15 us code78m?
Entities such as investment companies, brokers, and dealers are required to file 15 US Code 78m
How to fill out 15 us code78m?
To fill out 15 US Code 78m, entities must provide information on the beneficial ownership of securities held
What is the purpose of 15 us code78m?
The purpose of 15 US Code 78m is to increase transparency in the securities market by requiring the reporting of beneficial ownership
What information must be reported on 15 us code78m?
Entities must report information on the beneficial owners of securities held, including their identities and the amount of securities owned
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