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Agenda Item:NB12cRegular Mtg.:11/21/13MEMORANDUM To:City Commissioner:Denise M. Schlemiel, City Clerk Date:November 7, 2013Subject:DUNEDIN CAUSEWAY AND COMMITTEE APPOINTMENTSRecommend:Appoint alternate
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NB-12C is a form used for reporting significant beneficial ownership of securities.
Any individual or entity that holds a significant beneficial ownership in securities is required to file NB-12C.
NB-12C can be filled out online on the relevant regulatory authority's website or submitted in physical form with all required information.
The purpose of NB-12C is to provide transparency and disclosure of significant beneficial ownership in securities.
Information such as details of the beneficial owner, nature of ownership, and details of the securities held must be reported on NB-12C.
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