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Agenda Item:NB12cRegular Mtg.:11/21/13MEMORANDUM
To:City Commissioner:Denise M. Schlemiel, City Clerk Date:November 7, 2013Subject:DUNEDIN
CAUSEWAY AND
COMMITTEE APPOINTMENTSRecommend:Appoint alternate
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What is nb-12c?
NB-12C is a form used for reporting significant beneficial ownership of securities.
Who is required to file nb-12c?
Any individual or entity that holds a significant beneficial ownership in securities is required to file NB-12C.
How to fill out nb-12c?
NB-12C can be filled out online on the relevant regulatory authority's website or submitted in physical form with all required information.
What is the purpose of nb-12c?
The purpose of NB-12C is to provide transparency and disclosure of significant beneficial ownership in securities.
What information must be reported on nb-12c?
Information such as details of the beneficial owner, nature of ownership, and details of the securities held must be reported on NB-12C.
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