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To: Essence International Securities (Hong Kong) Limited : () 39/F, One Exchange Square, Central, Hong Kong Client Money Standing Authority under Securities and Futures (Client Money) Rules () The
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Start by entering your personal information such as name, address, and contact details.
02
Provide your identification documents, including proof of identity and proof of address.
03
Choose the type of securities and futures you are interested in and specify your investment objectives.
04
Fill out the financial information section, including your income, assets, and liabilities.
05
Complete the risk tolerance assessment to determine your risk appetite.
06
Review and sign the client agreement, acknowledging the terms and conditions of the securities and futures client.
07
Submit the completed form along with any required supporting documents to the authorized entity.

Who needs securities and futures client?

01
Individuals who are interested in investing in securities and futures.
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Those who want to diversify their investment portfolio and potentially gain higher returns.
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People who have a basic understanding of financial markets and are willing to take on the associated risks.
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Clients who are looking for professional assistance and advice in their investment decisions.
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Securities and futures clients refer to individuals or entities who engage in trading of securities and futures contracts.
Financial institutions, brokers, and other entities involved in securities and futures trading are required to file securities and futures client information.
Securities and futures client information can be filled out online through the designated regulatory authority's website or submitted through a specific form provided by the authority.
The purpose of securities and futures client reporting is to monitor and track trading activities to ensure compliance with regulations and prevent fraudulent activities in the market.
Information such as client identification details, trading activities, financial transactions, and any other relevant data related to securities and futures trading must be reported.
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