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1/10IREC Code Subsidiary Document 03IREC Issuer version 1.3IREC Code Subsidiary Document 03IREC Issuer
Version 1.3Contents
1. Introduction ................................................................................................................................
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What is i-rec issuer - form?
The i-rec issuer - form is a form used to report information about the issuer of an investment recommendation.
Who is required to file i-rec issuer - form?
Investment firms and individuals who provide investment recommendations are required to file the i-rec issuer - form.
How to fill out i-rec issuer - form?
The i-rec issuer - form can be filled out online or submitted through the mail. It requires information about the issuer of the recommendation and details about the recommendation itself.
What is the purpose of i-rec issuer - form?
The purpose of the i-rec issuer - form is to provide transparency about the source of investment recommendations and to help investors make more informed decisions.
What information must be reported on i-rec issuer - form?
Information such as the name and contact information of the issuer, the date of the recommendation, and the security or investment product being recommended must be reported on the i-rec issuer - form.
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