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Florida Department of Agriculture and Consumer Services Division of Agricultural Environmental ServicesNICOLE “NIKKI FRIED COMMISSIONERAPPLICATION FOR PREREGISTRATION PESTICIDE PRODUCT BRAND(S)

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What is rule 5e-2?

Rule 5e-2 is a regulation under the Securities Exchange Act of 1934 that requires certain institutional investment managers to report their ownership of stock holdings.

Who is required to file rule 5e-2?

Institutional investment managers such as mutual funds, pension funds, and hedge funds are required to file rule 5e-2.

How to fill out rule 5e-2?

Rule 5e-2 can be filled out electronically through the SEC's EDGAR system by submitting Form 13F.

What is the purpose of rule 5e-2?

The purpose of rule 5e-2 is to provide transparency to the market regarding the stock holdings of institutional investment managers.

What information must be reported on rule 5e-2?

Rule 5e-2 requires reporting of the name of the institutional investment manager, the types of securities held, and the market value of those securities.

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