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What is is 10148 positive list?
IS 10148 positive list is a list of individuals or entities who have a positive relationship with the issuer, as defined by the SEC.
Who is required to file is 10148 positive list?
Investment banks and other relevant financial institutions are required to file IS 10148 positive list.
How to fill out is 10148 positive list?
IS 10148 positive list should be filled out by providing the required information about the individuals or entities with positive relationships.
What is the purpose of is 10148 positive list?
The purpose of IS 10148 positive list is to ensure transparency and compliance with SEC regulations.
What information must be reported on is 10148 positive list?
Information such as names, relationships, and relevant financial details must be reported on IS 10148 positive list.
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