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SECOND Approval OMB Number: 32350123 Expires: March 31, 2016MISSIONEstimated average burden15048723hours per response...... 12.00ANNUAL AUDITED REPORT FORM X17A5 PART Lille FILE NUMBER 8FACING PAGE Mail Information
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Individuals or entities who are looking for investment opportunities or financial services may need Lombard Securities Incorporated. This could include individuals seeking to invest their savings, businesses exploring capital raising options, or institutions aiming to manage their assets. Lombard Securities Incorporated provides a range of services such as brokerage, investment advisory, and wealth management, making it relevant to various individuals and organizations in the financial sector.
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Lombard Securities Incorporated is a financial institution that offers investment services to clients.
Any company or individual who holds securities with Lombard Securities Incorporated may be required to file.
To fill out Lombard Securities Incorporated, one must provide detailed information on the securities held with the institution.
The purpose of Lombard Securities Incorporated is to provide investment services and manage securities on behalf of clients.
Information such as the type of securities held, their value, and any transactions involving the securities must be reported on Lombard Securities Incorporated.
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