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APPROVAL
SE OMB Number:18007070SFC. Mn, ANNUALAUDITED REPORT
FORM X17A5inga:e:ohoursperresponse......12.00
SEC FILE NUMBER age part 111
FACINGPAGEReluiad of Brokers and Dealers Pursuant to Section
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AE stands for 'Annual Employment' reporting, which is a form used to report employment data and activities.
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