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Employee Disciplinary Action Form Sample Prior to taking any disciplinary action, this routing form and all documents regarding the proposed disciplinary action must be reviewed by the Human Resources
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How to fill out employee disciplinary action form

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How to fill out employee disciplinary action form:

01
Gather all relevant information: Before filling out the form, make sure you have all the necessary details about the employee, such as their name, position, and employment dates. Also, gather factual evidence and any supporting documentation related to the disciplinary issue.
02
Start with employee information: Begin by entering the employee's personal details, such as their full name, position, employee ID number, and department. This information helps identify the employee and ensures the form's accuracy.
03
Describe the disciplinary issue: Clearly state the nature of the problem or behavior that led to the disciplinary action. Provide a detailed and objective description of the incident or conduct that is being addressed. Include dates, times, and any witnesses present.
04
Document the policy violation: Specify the company policy or rules that the employee violated or failed to comply with. Be specific and reference the relevant sections or policies to ensure clarity and transparency.
05
Provide space for the employee's response: Offer a section where the employee can provide their own account or perspective on the issue. This allows them to explain their side of the story, provide any mitigating circumstances, or present their defense. Ensure that this section is unbiased, providing equal opportunity for the employee to express themselves.
06
Determine the disciplinary action: Indicate what specific disciplinary action is being taken as a result of the policy violation. This may include a verbal warning, written warning, suspension, or termination, depending on the severity and frequency of the offense. Clearly state the duration of any suspension or the terms of the warning.
07
Include necessary signatures: Provide spaces for the employee, their immediate supervisor, and any other relevant management to sign and date the form. By doing so, everyone acknowledges their understanding of the disciplinary action and their agreement to the terms.

Who needs employee disciplinary action form:

01
Human Resources Department: The HR department is responsible for ensuring proper documentation and record-keeping of employee disciplinary actions. They use this form to maintain a history of disciplinary actions for each employee, which can be referred to in case of future issues or performance evaluations.
02
Managers and Supervisors: Managers and supervisors utilize this form to document and address instances of employee misconduct or poor performance. It helps them establish a clear and consistent process for handling disciplinary matters while providing a formal record that can be shared with HR and upper management.
03
Employees: Even though employees may be on the receiving end of disciplinary action, they may also need to fill out this form when providing their response or explanation for their actions. This allows them to present their side of the story and participate in the disciplinary process.
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An employee disciplinary action form is a document used to record any disciplinary actions taken against an employee for misconduct or performance issues.
Supervisors or HR personnel are typically required to file an employee disciplinary action form.
The form should be filled out by providing details of the employee's misconduct, the action taken, and any supporting documentation.
The purpose of the form is to document disciplinary actions taken against employees and to ensure transparency and accountability in the workplace.
The form should include the employee's name, the date of the incident, a description of the misconduct, the action taken, and any follow-up steps.
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