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NOTICE OF PERMISSION Classification of interim or yearend profits as CET 1 capital To:ICAP Securities Limited (the firm)Ref:5019848Of:2 Broad gate London EC2M 7UEDate: 21 September 2018 Permission
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The ICAP Securities Limited Form is a regulatory document used by ICAP Securities to report various financial and trading activities relevant to compliance and transparency standards in the securities market.
Entities and individuals involved in trading or engaging in transactions through ICAP Securities, including brokers and financial institutions, are required to file the ICAP Securities Limited Form.
To fill out the ICAP Securities Limited Form, one must enter all required identifying information accurately, provide details of financial transactions, and ensure compliance with all regulatory requirements indicated in the form instructions.
The purpose of the ICAP Securities Limited Form is to ensure that individuals and entities operating within the securities market comply with relevant regulations, report their activities accurately, and maintain transparency with regulatory authorities.
The information required on the ICAP Securities Limited Form generally includes the filer’s identification, transaction details, capital changes, compliance with applicable regulations, and any other pertinent financial data as prescribed by the form guidelines.
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