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Commonwealth of KentuckyOffice of Insurance215 West Main Street. O. Box 517 Frankfort, KY 40602 5025646082 FAX 5025646072TRANSACTION SHEET FOR SECURITIES HELD UNDER SAFEKEEPING FOR WORKERS COMPENSATION

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What is security and compliance?

Security refers to the measures taken to protect an organization’s information and systems from unauthorized access, while compliance involves adhering to laws, regulations, and guidelines relevant to an organization's operations.

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To fill out security and compliance forms, an organization must gather relevant data, assess their current security practices, and ensure they meet regulatory requirements before submitting the necessary documentation.

What is the purpose of security and compliance?

The purpose of security and compliance is to protect sensitive information, ensure the integrity of systems, and follow legal requirements to avoid penalties and maintain public trust.

What information must be reported on security and compliance?

Organizations must report information regarding data protection measures, risk assessments, incident response plans, and compliance with relevant laws and regulations.

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