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1 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JANUARY 11, 1999, REGISTRATION NO. 33369281 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO FORM S3 REGISTRATION
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497j refers to a specific filing with the SEC that indicates a notice of a change in the investment adviser or its personnel for mutual funds and certain investment companies.
Investment companies and mutual funds are required to file 497j when there are changes in investment adviser personnel that need to be disclosed.
To fill out Form 497j, you must provide details about the investment adviser and the personnel changes, including the names of individuals affected and the effective date of the change.
The purpose of Form 497j is to provide the SEC and investors with timely information about changes in key personnel that could affect the management of investment funds.
The form must report the names of the individuals being replaced or appointed, their prior roles, and any other relevant details regarding the management changes.
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