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PRINTED: DEPARTMENT OF HEALTH AND HUMAN SERVICES CENTERS FOR MEDICARE & MEDICAID SERVICES STATEMENT OF DEFICIENCIES(X1) PROVIDER/SUPPLIER/LIGAND PLAN OF CORRECTIONIDENTIFICATION NUMBER:15506107/23/2012FORM
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An assurance walk-thru survey is a method used to evaluate and verify the effectiveness of controls in an organization by walking through the processes and assessing their compliance with established standards.
Organizations that are subject to regulatory compliance standards or internal policies typically are required to file an assurance walk-thru survey.
To fill out the assurance walk-thru survey, an organization should review the relevant processes, document observations and findings, and complete the survey by providing accurate responses to the required questions.
The purpose of the assurance walk-thru survey is to identify weaknesses in current processes, ensure compliance with regulations, and improve overall operational efficiency and risk management.
The information that must be reported includes process descriptions, controls in place, identified risks, observations made during the walk-through, and remediation actions required.
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