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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SPECIALIZED DISCLOSURE REPORTCATERPILLAR INC. (Exact name of registrant as specified in its charter) Delaware (State or
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Form SD is a specialized reporting form required by the SEC for certain companies to disclose their use of conflict minerals sourced from specific countries.
Public companies that manufacture or contract to manufacture products containing conflict minerals sourced from the Democratic Republic of the Congo or adjoining countries are required to file Form SD.
To fill out Form SD, companies must gather information about the sourcing of conflict minerals and provide details about the due diligence measures taken to determine the origin of the minerals, then submit the form electronically through the SEC's EDGAR system.
The purpose of Form SD is to inform investors about the use of conflict minerals in products and to promote supply chain transparency to prevent funding armed conflict.
Form SD requires companies to report on the sourcing of conflict minerals, whether they came from the DRC, and details about the due diligence conducted on the suppliers.
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2015 1934 delaware washington registrant denise 13p cmr cfr peoria sustainability buda undersigned hereto sd incorporation irs pursuant specified industries disclosure specialized minerals caterpillar exhibits duly securities resource requirements

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