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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for

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What is with a market maker?

A market maker is a firm or individual that actively quotes two-sided markets in securities, providing liquidity and depth to the market by being ready to buy or sell at publicly quoted prices.

Who is required to file with a market maker?

Entities such as broker-dealers, certain institutional investors, and anyone engaging in transactions that involve a market maker may be required to file with them.

How to fill out with a market maker?

To fill out with a market maker, one must complete the required forms accurately, providing essential information such as identification, trade details, and compliance data as stipulated by regulatory authorities.

What is the purpose of with a market maker?

The purpose of filing with a market maker is to ensure compliance with securities regulations, facilitate smooth trading operations, and maintain transparency in trading activities.

What information must be reported on with a market maker?

Information such as trade execution details, client identities, transaction values, and compliance documentation must be reported to a market maker.

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