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SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 4Washington, D.C. 20549OMB APPROVALSTATEMENT OF CHANGES IN BENEFICIAL OWNERSHIPCheck this box if no longer subject to Section 16. Form

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How to fill out form 4 - sec

01

To fill out Form 4 - SEC, follow these steps: 1. Obtain the Form 4 - SEC from the U.S. Securities and Exchange Commission (SEC) website or through your securities lawyer.

02

Fill in your personal information, including your name, address, and social security number (SSN) or taxpayer identification number (TIN).

03

Provide details about your relationship to the reporting company, such as whether you are a director, officer, or major shareholder.

04

Disclose any transactions involving securities of the reporting company that meet the reporting requirements.

05

Include information about the date and nature of the transaction, the title and amount of securities involved, and the price at which the transaction was conducted.

06

Sign and date the form and provide any required attachments or exhibits.

07

Submit the completed Form 4 - SEC to the SEC through the Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system or by mail, as specified by the SEC. It is recommended to consult with your securities lawyer or compliance officer for guidance on submission.

08

Keep a copy of the filled-out form and any supporting documents for your records.

Who needs form 4 - sec?

01

Form 4 - SEC is required to be filed by directors, officers, and major shareholders of reporting companies under Section 16(a) of the Securities Exchange Act of 1934.

02

Reporting companies are those with securities registered under Section 12 of the Securities Exchange Act or that are required to file reports under Section 15(d) of the Act.

03

The purpose of Form 4 - SEC is to provide transparency and public disclosure of transactions in securities by insiders of reporting companies, allowing investors to evaluate the trading activities of those individuals.

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What is form 4 - sec?

Form 4 is a statement of changes in beneficial ownership of securities, filed with the SEC by insiders of publicly traded companies to report their transactions in the company's securities.

Who is required to file form 4 - sec?

Officers, directors, and beneficial owners of more than 10% of a class of the company's equity securities are required to file Form 4.

How to fill out form 4 - sec?

Form 4 must be completed by providing details such as the name of the reporting person, their relationship to the issuer, the date of the transaction, the number of shares bought or sold, the price per share, and the nature of the ownership.

What is the purpose of form 4 - sec?

The purpose of Form 4 is to provide transparency and prevent insider trading by reporting changes in beneficial ownership of the company's securities.

What information must be reported on form 4 - sec?

Form 4 requires reporting the insider's name, relationship to the company, date of transaction, number of shares bought or sold, price of the transaction, and the nature of ownership (direct or indirect).

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