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NIX Clearing Participant User Group Operating Procedure November 2017CONTENTS1. Introduction ...........................................................................................................................
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The participant portal - NZX is an online platform that allows participants to manage their compliance and reporting obligations under New Zealand's stock exchange regulatory framework.
Entities that are NZX participants, including brokers and issuers listed on the NZX, are required to file through the participant portal.
To fill out the participant portal - NZX, users must log in to the portal, select the relevant forms required for reporting, and complete all mandatory fields accurately before submitting.
The purpose of the participant portal - NZX is to provide a streamlined process for participants to submit required regulatory filings and ensure compliance with NZX rules.
Participants must report various information including trading activities, financial reports, disclosures of material information, and other compliance-related data.
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