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Chinese Five IB/ CIS Syllabus 20142015 HIGHLAND PARK SENIOR HIGH Instructor: Shawna Mao (Mao Laos hi) Email: Shawna. Mao spas.org Phone: (651)7443834 Room: 1217 Prerequisite: Chinese Four or equivalent
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Chinese five IB CIS refers to the Chinese Five Independent Broker-Dealer Compliance Inspection System, which is a regulatory requirement for five independent broker-dealers operating in China.
The five independent broker-dealers operating in China are required to file Chinese five IB CIS.
The Chinese five IB CIS form can be filled out online through the designated regulatory platform or submitted in hard copy to the relevant regulatory authority.
The purpose of Chinese five IB CIS is to ensure compliance with regulatory requirements and enhance transparency in the operations of independent broker-dealers in China.
The Chinese five IB CIS form requires detailed information on the operations, compliance practices, financials, and risk management of the independent broker-dealers.
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