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UNITED
SECURITIESSTATESAND EXCHANGECOrWashington D. C 20549ANNUAL AUDITED
FORM X1 A5
PART12011838IIIFACING PAGE
Information Required of BrokersandDealers Pursuant exchange Act of 1934SecuritiesREPORT
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Form x-1 a-5 is a regulatory form used for specific reporting requirements under certain financial regulations.
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The purpose of form x-1 a-5 is to provide regulatory authorities with essential information to monitor compliance and assess the financial status of the reporting entity.
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