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Clearinghouse Rule 14016
STATE OF WISCONSIN
DEPARTMENT OF SAFETY AND PROFESSIONAL SERVICES
IN THE MATTER OF REMAKING
:
PROPOSED ORDER OF THE
PROCEEDINGS BEFORE THE
:
DEPARTMENT OF SAFETY AND
:
SAFETY
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01
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02
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Who needs new security issues?
01
Any individual, organization, or system that values their security and wants to protect themselves against potential threats and vulnerabilities needs to address new security issues. This includes businesses, government agencies, non-profit organizations, and even individual users of computer systems and networks.
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What is new security issues?
New security issues refer to the issuance of new financial instruments, such as stocks or bonds, that are made available for sale to the public for the first time.
Who is required to file new security issues?
Companies that are issuing securities to the public for the first time, as well as those seeking to raise additional capital through the sale of new securities, are required to file new security issues.
How to fill out new security issues?
To fill out new security issues, companies must complete the required forms provided by regulatory bodies, disclosing pertinent information about the offering, including the type of security, offering price, and intended use of proceeds.
What is the purpose of new security issues?
The purpose of new security issues is to raise capital for various business activities, such as funding operations, expanding the business, or paying off debt.
What information must be reported on new security issues?
Companies must report information such as the type and number of securities offered, the offering price, financial statements, risks associated with the investment, and the use of proceeds.
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