Get the free CNSX Form 4 - Listing Agreement March 2010.doc - cnsx

FORM 4 LISTING AGREEMENT IN CONSIDERATION of the listing of the securities referred to in the Issuer s Listing Statement or in consideration of the subsequent listing of all other securities, the

How to fill out cnsx form 4

How to fill out CNSX Form 4:

1. Gather all the necessary information: Before filling out CNSX Form 4, make sure you have all the required information at hand. This may include personal details, such as your full name, contact information, and social insurance number, as well as specific details related to the purpose of the form.
2. Understand the purpose of CNSX Form 4: CNSX Form 4 is typically used for reporting insider trading activity within Canadian financial markets. It is important to familiarize yourself with the purpose of the form to ensure accurate and complete reporting.
3. Complete the personal information section: Start by filling out your personal information accurately in the designated section of CNSX Form 4. This may include your legal name, address, contact details, and any other required information.
4. Provide details about the transaction: In the next section, provide specific details about the transaction for which you are reporting insider trading. This may involve inputting the date of the transaction, the securities involved, the transaction type (e.g., acquisition, disposition), and any other relevant details.
5. Report any changes in beneficial ownership: If the transaction mentioned in step 4 resulted in any changes in beneficial ownership of securities, make sure to accurately report it in the corresponding section of CNSX Form 4. This may include the number of securities acquired or disposed of, the nature of the ownership change (e.g., direct ownership, indirect ownership), and any other relevant information.
6. Sign and date the form: To complete CNSX Form 4, sign and date it in the designated section. This signifies your attestation that the information provided is accurate and complete to the best of your knowledge.

Who needs CNSX Form 4?

1. Company insiders: CNSX Form 4 is typically required to be filled out by individuals who have access to non-public information about a company and engage in transactions involving their company's securities. This may include executives, directors, and employees of a company.
2. Reporting issuers: Reporting issuers, which are entities that publicly issue securities, may also need to file CNSX Form 4 if any of their insiders engage in transactions that meet the reporting threshold set by the applicable regulatory authority.
3. Regulatory bodies: Regulatory bodies, such as securities commissions or exchanges, may require individuals and entities falling under their jurisdiction to fill out CNSX Form 4 as part of their efforts to monitor and regulate insider trading activities.

For pdfFiller’s FAQs

What is CNSX Form 4?

CNSX Form 4 is a form used by reporting insiders to disclose their trading activity in securities of a reporting issuer.

Who is required to file CNSX Form 4?

Reporting insiders are required to file CNSX Form 4.

How to fill out CNSX Form 4?

To fill out CNSX Form 4, reporting insiders must provide details of their trading activity in the securities of a reporting issuer.

What is the purpose of CNSX Form 4?

The purpose of CNSX Form 4 is to provide transparency and disclosure of insider trading activity.

What information must be reported on CNSX Form 4?

Reporting insiders must report details of their purchases, sales, and other transactions in the securities of a reporting issuer.

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