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SEC Form 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 3OMB APPROVAL Washington, D.C. 20549OMB Number:INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES32350104Estimated average burden hours
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Form 3 is a regulatory document that individuals or entities use to disclose certain financial information, typically related to securities and investments.
Individuals or entities that have a beneficial ownership of securities, as defined by regulatory authorities, are required to file Form 3.
To fill out Form 3, filers need to provide accurate information regarding securities ownership, including details such as the type of securities, the amount owned, and any applicable transaction dates.
The purpose of Form 3 is to ensure transparency in the securities markets by allowing regulatory authorities and the public to be aware of significant ownership stakes in publicly traded companies.
Form 3 must report information such as the name of the reporting person, their relationship to the company, the number of shares owned, and details about any affiliated entities.
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