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APPROVAL Outnumber: 32350123 Expires: August 31, 2020, Mr fated averageburden18005332ANAL AUDITED REPO FORM X17A5×0 '** “**.12.OO SEC FILE NUMBERs20254 FACING PAGEInformation Required of Brokers
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The name of broker-dealer nationwide is a regulatory requirement for entities engaged in broker-dealer activities across the country.
All broker-dealers operating nationwide are required to file the name of their firm.
The name of broker-dealer nationwide can usually be filled out through the appropriate regulatory forms or online portals provided by regulatory authorities.
The purpose of the name of broker-dealer nationwide is to ensure transparency and accountability in the financial markets by identifying the entities engaged in broker-dealer activities.
The information typically reported on the name of broker-dealer nationwide includes the legal name of the firm, contact information, business address, and any affiliated entities.
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