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RECEIVED MAY. 12, 2010 WA. UT. & TRANS. COMM. ORIGINAL TG-100816 Tariff No. 9.3 11 Company Name/Permit Number: Registered Trade Name(s) Revised Page No. 1 Harold Le May Enterprises Inc. G-98 City
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Booking form - adviser is a form that must be completed by investment advisers to report their booking activities.
Investment advisers are required to file booking form - adviser.
Booking form - adviser can be filled out online or submitted in a physical format with the required information regarding booking activities.
The purpose of booking form - adviser is to ensure transparency and accuracy in reporting booking activities of investment advisers.
Booking form - adviser must include details of investment advisers' booking activities such as transactions, clients, and fees.
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