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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: USA INVESTMENT MANAGEMENT COMPANY CRD Number: 5475Annual Amendment All

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How to fill out form adv part 2

01

To fill out Form ADV Part 2, follow these steps:

02

Gather all relevant information about your firm, including its name, address, and contact details.

03

Provide a detailed description of your firm's business, including its investment strategies, types of clients, and any conflicts of interest.

04

Disclose information about your firm's key personnel, including their qualifications and any disciplinary history.

05

Describe your firm's fee structure, including any performance-based fees or other compensation arrangements.

06

Provide information about your firm's investment practices, including the types of securities you typically recommend and any investment risks involved.

07

Disclose any legal or disciplinary events involving your firm or its key personnel.

08

Prepare any required appendix or attachments, such as your firm's brochure or client contracts.

09

Review the completed form for accuracy and completeness before submitting it.

10

Submit the completed Form ADV Part 2 to the Securities and Exchange Commission (SEC) or applicable state securities regulator, depending on your firm's size and location.

11

Note: It is recommended to consult with legal or compliance professionals for assistance in correctly filling out Form ADV Part 2.

Who needs form adv part 2?

01

Form ADV Part 2 is required for investment advisers registered with the Securities and Exchange Commission (SEC) or applicable state securities regulators.

02

It is necessary for investment advisers to disclose important information about their firm, including their business practices, fees, conflicts of interest, and disciplinary history.

03

This allows clients and potential investors to make informed decisions about whether to engage the services of the investment adviser.

04

Investment advisers with assets under management (AUM) exceeding certain thresholds are required to register with the SEC, while those below the thresholds may need to register with state securities regulators.

05

Therefore, any investment adviser subject to registration requirements needs to file Form ADV Part 2.

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What is form adv part 2?

Form ADV Part 2 is a document that provides information about a registered investment adviser's business practices, conflicts of interest, and disciplinary history.

Who is required to file form adv part 2?

Registered investment advisers are required to file Form ADV Part 2.

How to fill out form adv part 2?

Form ADV Part 2 can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv part 2?

The purpose of Form ADV Part 2 is to provide clients and prospective clients with important information about an investment adviser.

What information must be reported on form adv part 2?

Form ADV Part 2 must include information about the adviser's fees, services offered, investment strategies, and any conflicts of interest.

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