Get the free Alternative Trading Systems with Form ATS on File with the SEC as of February 29, 2020
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Alternative Trading Systems with Form ATS
on File with the SEC as of February 29, 2020,
Full Name of Alternative Trading
System (as provided in item 1. A.
of Form ATS)
ABE ATS
American Ledger ATS
Arbor
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What is alternative trading systems with?
Alternative trading systems (ATS) are platforms that bring together buyers and sellers of securities outside of traditional exchanges.
Who is required to file alternative trading systems with?
Alternative trading systems are required to be filed by the operators of the platform.
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Operators of alternative trading systems must fill out the required forms and submit them to the relevant regulatory authorities.
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Information such as trading volume, types of securities traded, and participant information must be reported on alternative trading systems filings.
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