Get the free SEC Form 4 - Stock Information - United Technologies

SEC Form 4FORM 4OMB APPROVALUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See

How to fill out sec form 4

How to fill out sec form 4

1. Step 1: Obtain a copy of SEC Form 4 from the official website of the U.S. Securities and Exchange Commission (SEC).
2. Step 2: Fill out the personal information section, including your name, title, address, and contact details.
3. Step 3: Indicate the date of the transaction being reported on Form 4.
4. Step 4: Provide details of the securities involved in the transaction, such as the class of securities, the nature of the transaction (buy, sell, gift, etc.), and the number of securities involved.
5. Step 5: Disclose any beneficial ownership information if applicable, including the number of securities beneficially owned before and after the transaction.
6. Step 6: Include information about any derivative securities, such as options or warrants, involved in the transaction.
7. Step 7: Sign and date the completed Form 4.
8. Step 8: Submit the filled-out Form 4 to the SEC electronically or by mail, as per their instructions and guidelines.

Who needs sec form 4?

1. SEC Form 4 is required to be filled out by individuals who are considered insiders of publicly traded companies.
2. This includes company officers, directors, and beneficial owners who have certain transactional activities involving the company's securities.
3. Insiders who need to file SEC Form 4 include but are not limited to CEOs, CFOs, board members, and major shareholders.
4. The form helps to ensure transparency and disclosure of insider transactions to protect investors and maintain market integrity.

For pdfFiller’s FAQs

How do I modify my sec form 4 in Gmail?

sec form 4 and other documents can be changed, filled out, and signed right in your Gmail inbox. You can use pdfFiller's add-on to do this, as well as other things. When you go to Google Workspace, you can find pdfFiller for Gmail. You should use the time you spend dealing with your documents and eSignatures for more important things, like going to the gym or going to the dentist.

Where do I find sec form 4?

It's simple with pdfFiller, a full online document management tool. Access our huge online form collection (over 25M fillable forms are accessible) and find the sec form 4 in seconds. Open it immediately and begin modifying it with powerful editing options.

How do I complete sec form 4 on an Android device?

Complete sec form 4 and other documents on your Android device with the pdfFiller app. The software allows you to modify information, eSign, annotate, and share files. You may view your papers from anywhere with an internet connection.

What is sec form 4?

SEC Form 4 is a document filed with the Securities and Exchange Commission (SEC) to report transactions in a company's securities by directors, officers, and beneficial owners.

Who is required to file sec form 4?

Directors, officers, and beneficial owners of a company are required to file SEC Form 4 when they buy or sell the company's securities.

How to fill out sec form 4?

SEC Form 4 is typically filled out electronically through the SEC's EDGAR system. It requires information such as the filer's name, title, relationship to the company, details of the transaction, and the date of the transaction.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency and accountability regarding transactions in a company's securities by insiders, allowing investors to make informed decisions.

What information must be reported on sec form 4?

SEC Form 4 must include details of the transaction, such as the type of security bought or sold, the number of shares, the price, and the date of the transaction.