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SEC Form 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 3Washington, D.C. 20549OMB APPROVALINITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES OMB Number: hours per response:Filed pursuant
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What is form 3 - investor?
Form 3 - investor is a filing required by the Securities and Exchange Commission (SEC) for certain individuals who have acquired beneficial ownership of more than 5% of a company's stock.
Who is required to file form 3 - investor?
Any individual or entity who acquires beneficial ownership of more than 5% of a company's stock is required to file form 3 - investor with the SEC.
How to fill out form 3 - investor?
Form 3 - investor can be filled out electronically on the SEC's EDGAR system. The form requires information about the individual or entity acquiring the stock, the company whose stock is being acquired, and the nature of the acquisition.
What is the purpose of form 3 - investor?
The purpose of form 3 - investor is to provide transparency to investors and the public about significant ownership changes in publicly traded companies.
What information must be reported on form 3 - investor?
Form 3 - investor requires information such as the name and address of the investor, the class of stock being acquired, the date of the acquisition, and the purpose of the acquisition.
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