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UNITEDSTATESOMB APPROVALSECURITIESAND EXCHANGECOMMISSION Washington, D.C. 20549OMB Number: 32350123 Expires: August 31, 2020, Estimated average burden hours or response...... 12.00ANNUAL AUDITED REPORT FORM

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The name of a broker-dealer american is a legal entity that is registered with the SEC to engage in securities transactions.

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The name of a broker-dealer american must include the legal name of the entity, its address, contact information, and any affiliated individuals.

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