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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended
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Rule 405 refers to the reporting requirement for certain securities transactions.
Certain individuals or entities involved in securities transactions are required to file pursuant to rule 405.
The filing process for rule 405 involves submitting specific information regarding securities transactions.
The purpose of rule 405 is to increase transparency in securities transactions.
Information such as the type of security, transaction date, and parties involved must be reported on pursuant to rule 405.
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