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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: CBC CAPITAL LLC CRD Number: 168967Annual Amendment All Sections Rev.
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What is crd number 168967?
CRD number 168967 is a unique identifier assigned to a financial professional or firm registered with the Securities and Exchange Commission (SEC) or a state securities regulator.
Who is required to file crd number 168967?
The individual or firm associated with CRD number 168967 is required to file registration forms and updates with the appropriate regulatory authorities.
How to fill out crd number 168967?
To fill out CRD number 168967, the associated individual or firm must provide accurate and up-to-date information in registration forms, such as personal details, educational background, employment history, and any disclosures.
What is the purpose of crd number 168967?
The purpose of CRD number 168967 is to help track and regulate financial professionals and firms to ensure compliance with securities laws and regulations, protect investors, and maintain market integrity.
What information must be reported on crd number 168967?
Information that must be reported on CRD number 168967 includes personal details, employment history, regulatory disclosures, qualifications, professional certifications, and any other relevant information.
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