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Item 1: Cover PageDISCLOSURE BROCHURE (Form ADV Part 2A) March 31, 2018 3067 W. Ina Rd. Suite 105 Tucson, AZ. 85741 CRD 141195 (520) 2694003 Business (888) 8020427 (520) 2694007 Fax Visit us on the

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How to fill out 2018 sim form adv

01

To fill out the 2018 Sim Form ADV, follow these steps:

02

Start by downloading the form from the official website of the Securities and Exchange Commission (SEC).

03

Read the instructions provided with the form carefully to understand the requirements and how to fill it out correctly.

04

Begin with Section 1: Identify the SEC Registered Investment Adviser (IA) filing the form. Fill in the necessary information, such as the IA name, address, and contact details.

05

Move on to Section 2: Provide information about the IA's advisory business, including the types of clients, assets under management, and any other relevant details.

06

In Section 3: Disclose any disciplinary history or legal proceedings involving the IA or its employees.

07

Section 4 requires the IA to detail its investment strategies and any potential conflicts of interest.

08

Section 5 is for reporting the IA's fees and compensation structure.

09

Section 6 covers the IA's participation in the wrap fee programs.

10

In Section 7, the IA must disclose any additional information that may be relevant to the form.

11

Finally, sign and date the form, and make sure all the required attachments and supplements are included.

12

Review the filled-out form for accuracy and completeness before submitting it to the SEC.

Who needs 2018 sim form adv?

01

The 2018 Sim Form ADV is required for any SEC-registered investment adviser (IA) who provides advisory services to clients. This includes individuals or firms that engage in the business of providing investment advice, managing portfolios, or giving financial planning advice. It is also necessary for IA firms that have $110 million or more in assets under management. If an IA falls under any of these categories, they must complete and file the 2018 Sim Form ADV with the SEC.

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What is sim form adv part?

The SIM Form ADV Part is a regulatory document used by investment advisers to disclose information about their business practices, fees, and investment strategies to clients.

Who is required to file sim form adv part?

Investment advisers who manage assets of clients and provide investment advice are required to file SIM Form ADV Part.

How to fill out sim form adv part?

To fill out SIM Form ADV Part, advisers must gather information about their business, services, fees, personnel, and any disciplinary history, and then complete the form according to the instructions provided by the SEC or state regulators.

What is the purpose of sim form adv part?

The purpose of SIM Form ADV Part is to provide transparency to clients by disclosing important information about the adviser’s operations, risks, and compensation structures.

What information must be reported on sim form adv part?

Information that must be reported includes the adviser's business structure, services provided, fees charged, investment strategies, and any legal or disciplinary history.

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