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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: SPY ASIA CAPITAL LIMITED CRD Number: 170455Annual Amendment All Sections

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What is crd number 170455?

CRD number 170455 is an identifier assigned to a specific broker-dealer or registered investment advisor in the FINRA (Financial Industry Regulatory Authority) system, typically used for regulatory and tracking purposes.

Who is required to file crd number 170455?

Registered investment advisors and broker-dealers associated with the firm that holds the CRD number 170455 are required to file relevant disclosures and documents.

How to fill out crd number 170455?

To fill out forms related to CRD number 170455, individuals must complete the appropriate registration and disclosure forms provided by FINRA or the SEC, ensuring that they include accurate and complete information.

What is the purpose of crd number 170455?

The purpose of CRD number 170455 is to provide a unique identification for regulatory, licensing, and compliance purposes, enabling easy tracking of the firm and its associated representatives.

What information must be reported on crd number 170455?

The information that must be reported includes business operations, ownership structure, financial condition, disclosures about criminal history, regulatory actions, and any customer complaints.

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