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SEC Form 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSIONER 3Washington, D.C. 20549OMB APPROVALINITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES OMB Number:32350104Estimated average burden hours
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How to fill out securities are owned directly

01
Start by gathering all the necessary information about the securities you own directly, such as the name of the security, its ticker symbol, and the number of shares you hold.
02
Visit the website or online platform of the company or institution where you hold the securities. Look for a section or page related to account management or securities holdings.
03
Log in to your account using your username and password. If you don't have an online account, you may need to create one or contact the company directly for assistance.
04
Once you are logged in, navigate to the section for managing or viewing your securities holdings.
05
Look for an option to add or edit securities. Click on it to proceed.
06
On the securities editing page, enter the required information for each security you own directly. This may include the security name, ticker symbol, number of shares, and any other relevant details.
07
Double-check your entries to ensure accuracy and completeness.
08
Save or submit the changes, depending on the website or platform's interface.
09
Review the confirmation or acknowledgment of the changes made to your securities holdings.
10
Optionally, print or save a copy of the confirmation for your records.
11
Repeat the process for any additional securities you own directly.
12
If you encounter any difficulties or have questions, don't hesitate to reach out to the company's customer support for assistance.

Who needs securities are owned directly?

01
Individual investors who directly purchase stocks, bonds, mutual funds, or other securities.
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People who prefer to have full control over their investment decisions and want to directly own and manage their securities.
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Those who are knowledgeable and experienced in financial markets and want to actively participate in buying and selling securities.
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Investors who are looking for potential tax advantages associated with directly owning securities.
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Individuals who want to benefit from potential capital gains and dividends earned directly from securities ownership.
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Securities owned directly refer to financial instruments such as stocks and bonds that an individual holds in their own name, rather than through a trust or another entity.
Individuals who directly own certain securities and are subject to regulatory reporting requirements, such as corporate insiders or those subject to specific financial disclosures, are required to file.
To fill out the form for securities owned directly, you must provide details such as the type of security, the quantity owned, the purchase date, and any other relevant ownership information as outlined by the regulatory body.
The purpose is to provide transparency and disclose potential conflicts of interest by informing regulatory authorities and the public about the ownership of securities by individuals, especially those in influential positions.
Reported information typically includes the name of the security, the number of shares or bonds owned, purchase date, price per share, and the nature of the ownership interest.
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